WebFor package transactions in which the components include at least one swap component that has been made available to trade and is subject to the trade execution requirement; and all other components are swaps subject to the clearing requirement under CEA section 2(h)(1)(A) and § 50.4 of the Commission’s regulations, relief shall be provided ... WebThis chapter shall apply to and the Commission shall have jurisdiction with respect to accounts, agreements, and transactions involving, and may permit the listing for trading pursuant to section 7a–2(c) of this title of, a put, call, or other option on 1 or more … Codification. Section 2a, act Sept. 21, 1922, ch. 369, § 2(a)(1)(C), formerly § … (C) Financial entity definition (i) In general For the purposes of this paragraph, the …
Commodity Futures Trading Commission: Core Principles and …
WebOct 2, 2015 · Sections 2(h)(3) through (5) of the CEA, 7 U.S.C. 2(h)(3)–(5), including a requirement that the ECM notify the Commission of its intent to rely upon the exemption.9 Under CEA Section 5d, 7 U.S.C. 7a– 3, EBOTs were facilities that traded commodities (other than securities or securities indexes) that had a nearly WebSection 723(a)(3) of the Dodd-Frank Act added a new CEA section 2(h) to establish the clearing requirement for swaps. 7 U.S.C. 2(h).CEA section 2(h)(1)(A) provides that it is unlawful for any person to engage in a swap unless that person submits such swap for clearing to a derivatives clearing organization that is registered under the Act or a … glastint toulon
7 U.S. Code § 2 - Jurisdiction of Commission; liability of …
WebCommodity Exchange Act section 2(h)(8) and regulations 37.6(b), 37.1000, 37.1001, 45.2, and 45.3(a); No-Action 15-25. 04/22/2015: The Division of Market Oversight and the Division of Clearing and Risk are issuing a no-action letter that provides relief similar to that provided in No-Action Letters 13-66 and 14-50 by permitting swap execution ... WebRegistrant’s telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: Common Stock Securities registered pursuant to Section 12(g) of the Act: NoneIndicate by check mark if the registrant is a well-known seasoned issuer, as … WebAccording to Section 2(h)(1)s of the Commodity Exchange Act (“CEA”), which was amended by Section 723(a)(3) of the DoddFrank Act, - all swaps must be cleared (“the clearing requirement”). CEA § 2(h)(8)(A) provides that swaps subject to the clearing … body chart of human organs